TiVo 2006 Annual Report Download - page 41
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Table of Contents
PART II
ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY, RELATED STOCKHOLDERS MATTERS, AND ISSUERS PURCHASES OF EQUITY
SECURITIES
Market Information for Common Equity
Our common stock has traded on the Nasdaq National Market under the symbol "TIVO" since September 30, 1999. Prior to that time, there was no
public trading market for our common stock.
The following table sets forth, for the periods indicated, the high and low sales prices of our common stock as reported by the Nasdaq National Market,
on any trading day during the respective period:
Fiscal Year 2007 High Low
Fourth Quarter ended January 31, 2007 $ 6.50 $ 5.05
Third Quarter ended October 31, 2006 $ 8.37 $ 6.19
Second Quarter ended July 31, 2006 $ 8.49 $ 5.99
First Quarter ended April 30, 2006 $ 9.49 $ 5.35
Fiscal Year 2006 High Low
Fourth Quarter ended January 31, 2006 $ 6.06 $ 4.73
Third Quarter ended October 31, 2005 $ 6.24 $ 4.56
Second Quarter ended July 31, 2005 $ 7.75 $ 5.05
First Quarter ended April 30, 2005 $ 6.89 $ 3.45
Holders of Record
As of April 3, 2007, we had 1,169 stockholders of record and the closing price of our common stock was $6.45 per share.
Dividend Policy
We paid no cash dividends during the fiscal year ended January 31, 2007 and we expect to continue our current policy of paying no cash dividends to
holders of our common stock for the foreseeable future.
Equity Compensation Plan Information
Information required by this item with respect to equity compensation plans of the Company is incorporated by reference to the Company's Proxy
Statement for its 2007 Annual Meeting of shareholders. The definitive Proxy Statement will be filed within 120 days of the end of the fiscal year ended
January 31, 2007.
Recent Sales of Unregistered Securities
On August 23, 2001, five-year warrants were issued to convertible noteholders and bankers to purchase 2,192,404 shares of TiVo's common
stock at an exercise price of $7.85. On August 28, 2006, several of these holders exercised their warrants resulting in the issuance of 424,150 shares of TiVo's
common stock, pursuant to the terms of the agreement, and net proceeds of approximately $3.3 million. The balance of the warrants that would have resulted
in the issuance of 1,768,254 shares of TiVo Inc. common stock expired unexercised.
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