SanDisk 2010 Annual Report Download - page 54

(5) Includes 37,500 shares subject to immediately exercisable options granted to Mr. Federman, but some of the
shares subject to those options are currently unvested and would, if purchased, be subject to a repurchase
right of the Company that lapses over time. Excludes 1,750 restricted stock units that will not vest on
February 25, 2011 or within 60 days of that date.
(6) Includes 50,000 shares subject to immediately exercisable options granted to Mr. Gomo, but some of the
shares subject to those options are currently unvested and would, if purchased, be subject to a repurchase
right of the Company that lapses over time. Excludes 1,750 restricted stock units that will not vest on
February 25, 2011 or within 60 days of that date.
(7) Includes 1,499,262 shares held in the name of a trust for the benefit of Dr. Harari and his spouse,
562,342 shares held in the name of two grantor retained annuity trusts of which Dr. Harari is trustee, and
562,342 shares held in the name of two grantor retained annuity trusts of which Dr. Harari’s spouse is
trustee. Also includes 1,656,560 shares subject to outstanding options granted to Dr. Harari, which were
exercisable on February 25, 2011, or within 60 days after that date, 100,404 shares held in the name of a
trust for the benefit of Dr. Harari’s children, 468,306 shares held in the name of two remainder trusts for the
benefit of Dr. Harari’s children, and 69,225 shares held in the name of Dr. Harari’s son. Dr. Harari ceased to
be a Director and the Company’s Chief Executive Officer as of December 31, 2010.
(8) Includes 69,225 shares subject to immediately exercisable options granted to Mr. Hartenstein, but some of
the shares subject to those options are currently unvested and would, if purchased, be subject to a repurchase
right of the Company that lapses over time. Excludes 1,750 restricted stock units that will not vest on
February 25, 2011 or within 60 days of that date.
(9) Includes 31,250 shares subject to immediately exercisable options granted to Dr. Hu, but some of the shares
subject to those options are currently unvested and would, if purchased, be subject to a repurchase right of
the Company that lapses over time. Excludes 15,109 restricted stock units that will not vest on February 25,
2011 or within 60 days of that date.
(10) Includes 297,826 shares held in the name of a trust of which Ms. Lego is the trustee. Also includes
135,500 shares subject to immediately exercisable options granted to Ms. Lego, but some of the shares
subject to those options are currently unvested and would, if purchased, be subject to a repurchase right of
the Company that lapses over time. Excludes 1,750 restricted stock units that will not vest on February 25,
2011 or within 60 days of that date.
(11) 30,000 shares held by limited liability companies controlled by Mr. Marks. Also includes 127,250 shares
subject to immediately exercisable options granted to Mr. Marks, but some of the shares subject to those
options would, if exercised, be subject to a repurchase right of the Company that lapses over time. Excludes
1,750 restricted stock units that will not vest on February 25, 2011 or within 60 days of that date.
(12) Includes 24,265 shares held in the name of a trust for the benefit of Mr. Mehrotra and his spouse. Also
includes 866,000 shares subject to outstanding options granted to Mr. Mehrotra, which were exercisable on
February 25, 2011 or within 60 days after that date, and 12,500 restricted stock units that will be vested as of
February 25, 2011 or within 60 days after that date.
(13) Comprised of 32,497 shares held as community property in the name of Dr. Meindl and his spouse and
18,750 shares subject to immediately exercisable options granted to Dr. Meindl, but some of the shares
subject to those options are currently unvested and would, if purchased, be subject to a repurchase right of
the Company that lapses over time. Excludes 1,750 restricted stock units that will not vest on February 25,
2011 or within 60 days of that date.
(14) Includes 10,000 shares subject to outstanding options granted to Mr. Sadana, which were exercisable on
February 25, 2011 or within 60 days after that date.
(15) Includes shares subject to options exercisable as of February 25, 2011, or within 60 days after that date, and
restricted stock units that will be vested as of February 25, 2011 or within 60 days after that date, including
those identified in notes (1), (2), (3), (4), (5), (6), (8), (9), (10), (11), (12), (13) and (14).
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