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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K
፤ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the Fiscal Year Ended September 30, 2006.
or
អ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from ________________ to________________
Commission fi le No. 001-13615
SPECTRUM BRANDS, INC.
(Exact name of registrant as specifi ed in its charter)
Wisconsin 22-2423556
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identifi cation Number)
Six Concourse Parkway, Suite 3300, Atlanta, Georgia 30328
(Address of principal executive offi ces) (Zip Code)
Registrant’s telephone number, including area code: (770) 829-6200
Securities registered pursuant to Section 12(b) of the Act:
Name of each exchange on
Title of each class which registered
Common Stock, Par Value $.01 New York Stock Exchange, Inc.
Securities registered pursuant to Section 12(g) of the Act:
None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defi ned in Rule 405 of the Securities Act. Yes ፤ No អ
Indicate by check mark if the registrant is not required to fi le reports pursuant to Section 13 or Section 15(d) of the Act. Yes អ No ፤
Indicate by check mark whether the registrant (1) has fi led all reports required to be fi led by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the registrant was required to fi le such reports), and (2) has been subject to
such fi ling requirements for the past 90 days. Yes ፤ No អ
Indicate by check mark if disclosure of delinquent fi lers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of registrant’s knowledge, in defi nitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. អ
Indicate by check mark whether the registrant is a large accelerated fi ler, an accelerated fi ler, or a non-accelerated fi ler. See defi nition of “accelerated
fi ler and large accelerated fi ler” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated fi ler ፤ Accelerated fi ler អ Non-accelerated fi ler អ
Indicate by check mark whether the registrant is a shell company (as defi ned in Rule 12b-2 of the Exchange Act). Yes អ No ፤
The aggregate market value of the voting stock held by non-affi liates of the registrant was $417,503,426 based upon the closing price on the last
business day of the registrant’s most recently completed second fi scal quarter (March 31, 2006).* As of December 4, 2006, there were outstanding
52,474,049 shares of the registrant’s Common Stock, $0.01 par value.
* For purposes of this calculation only, Spectrum Brands, Inc. common stock held by directors, executive offi cers, the Thomas H. Lee Funds and Ameriprise Financial,
Inc. has been treated as owned by affi liates.