Johnson Controls 2013 Annual Report Download - page 117

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117
Johnson Controls, Inc.
Index to Exhibits
Exhibit Title
10.Y
Form of employment agreement between Johnson Controls, Inc. and all elected officers and named executives,
as amended and restated July 28, 2010 (incorporated by reference to Exhibit 10.Y to Johnson Controls, Inc.’s
Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2010) (Commission File No. 1-5097).**
10.Z Johnson Controls, Inc. 2012 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.1(a) to Johnson
Controls, Inc.'s Current Report on Form 8-K filed January 28, 2013) (Commission File No. 1-5097).**
10.AA Form of performance share unit agreement for Johnson Controls, Inc. 2012 Omnibus Incentive Plan
(incorporated by reference to Exhibit 10.1(b) to Johnson Controls, Inc.'s Current Report on Form 8-K filed
January 28, 2013) (Commission File No. 1-5097).**
10.BB Form of restricted stock/restricted stock unit agreement for Johnson Controls, Inc. 2012 Omnibus Incentive
Plan (incorporated by reference to Exhibit 10.1(c) to Johnson Controls, Inc.'s Current Report on Form 8-K
filed January 28, 2013) (Commission File No. 1-5097).**
10.CC Form of option or stock appreciation right award for Johnson Controls, Inc. 2012 Omnibus Incentive Plan
(incorporated by reference to Exhibit 10.1(d) to Johnson Controls, Inc.'s Current Report on Form 8-K filed
January 28, 2013) (Commission File No. 1-5097).**
12 Computation of ratio of earnings to fixed charges for the years ended September 30, 2013, 2012, 2011, 2010
and 2009, filed herewith.
18 Preferability Letter on Change in Accounting Principle, filed herewith.
21 Subsidiaries of the Registrant, filed herewith.
23 Consent of Independent Registered Public Accounting Firm dated November 21, 2013, filed herewith.
31.1 Certification by the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed
herewith.
31.2 Certification by the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed
herewith.
32 Certification of Periodic Financial Report by the Chief Executive Officer and Chief Financial Officer pursuant
to Section 906 of the Sarbanes-Oxley Act of 2002, filed herewith.
101
The following materials from Johnson Controls, Inc.’s Annual Report on Form 10-K for the year ended
September 30, 2013, formatted in XBRL (Extensible Business Reporting Language): (i) the Consolidated
Statements of Financial Position, (ii) the Consolidated Statements of Income, (iii) the Consolidated Statements
of Comprehensive Income (Loss), (iv) the Consolidated Statements of Cash Flow, (v) the Consolidated
Statements of Shareholders’ Equity Attributable to Johnson Controls, Inc. and (vi) Notes to Consolidated
Financial Statements, filed herewith.
* These instruments are not being filed as exhibits herewith because none of the long-term debt instruments authorizes the
issuance of debt in excess of 10% of the total assets of Johnson Controls, Inc. and its subsidiaries on a consolidated basis.
Johnson Controls, Inc. agrees to furnish a copy of each agreement to the Securities and Exchange Commission upon
request.
** Denotes a management contract or compensatory plan.