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114
Johnson Controls, Inc.
Index to Exhibits
Exhibit Title
3.(i)
Restated Articles of Incorporation of Johnson Controls, Inc., as amended through January 23, 2013
(incorporated by reference to Exhibit 3.1 to Johnson Controls, Inc.’s Current Report on Form 8-K filed January
28, 2013) (Commission File No. 1-5097).
3.(ii)
Johnson Controls, Inc. By-Laws, as amended and restated through July 24, 2013 (incorporated by reference
to Exhibit 3.1 to Johnson Controls, Inc.’s Current Report on Form 8-K filed July 25, 2013) (Commission File
No. 1-5097).
4.A Miscellaneous long-term debt agreements and financing leases with banks and other creditors and debenture
indentures.*
4.B Miscellaneous industrial development bond long-term debt issues and related loan agreements and leases.*
4.C
Letter of agreement dated December 6, 1990 between Johnson Controls, Inc., LaSalle National Trust, N.A.
and Fidelity Management Trust Company which replaces LaSalle National Trust, N.A. as Trustee of the
Johnson Controls, Inc. Employee Stock Ownership Plan Trust with Fidelity Management Trust Company as
Successor Trustee, effective January 1, 1991 (incorporated by reference to Exhibit 4.F to Johnson Controls,
Inc.’s Annual Report on Form 10-K for the year ended September 30, 1991) (Commission File No. 1-5097).
4.D
Senior indenture, dated January 17, 2006, between Johnson Controls, Inc. and U.S. Bank National Association,
as successor trustee to JP Morgan Chase Bank, National Association (incorporated by reference to Exhibit 4.1
to Johnson Controls, Inc. Registration Statement on Form S-3 [Reg. No. 333-157502]).
4.E
Credit Agreement, dated as of August 6, 2013 among Johnson Controls, Inc., the financial institutions parties
thereto and JPMorgan Chase Bank, N.A., as administrative agent (incorporated by reference to Exhibit 4.1 to
Johnson Controls, Inc.’s Current Report on Form 8-K filed August 9, 2013) (Commission File No. 1-5907).
4.F
Supplemental Indenture, dated March 16, 2009, between Johnson Controls, Inc., as Issuer, and U.S. Bank
National Association, as Trustee (incorporated by reference to Exhibit 4.1 to Johnson Controls, Inc.’s Current
Report on Form 8-K/A filed March 20, 2009) (Commission File No. 1-5907).
4.G
Subordinated Indenture, dated March 16, 2009, between Johnson Controls, Inc. and U.S. Bank National
Association, as Trustee (incorporated by reference to Exhibit 4.2 to Johnson Controls, Inc.’s Current Report
on Form 8-K/A filed March 20, 2009) (Commission File No. 1-5907).
4.H
Supplemental Indenture No. 1, dated March 16, 2009, between Johnson Controls, Inc. and U.S. Bank National
Association, as Trustee (incorporated by reference to Exhibit 4.3 to Johnson Controls, Inc.’s Current Report
on Form 8-K/A filed March 20, 2009) (Commission File No. 1-5907).
4.I
Supplemental Indenture No. 2, dated March 1, 2012, between Johnson Controls, Inc. and U.S. Bank National
Association, as Trustee (incorporated by reference to Exhibit 4.1 to Johnson Controls, Inc.’s Current Report
on Form 8-K filed March 1, 2012) (Commission File No. 1-5097).
4.J
Officers’ Certificate, dated December 2, 2011, establishing the 2.600% Senior Notes due 2016, 3.750% Senior
Notes due 2021 and 5.250% Senior Notes due 2041 (incorporated by reference to Exhibit 4.1 to Johnson
Controls, Inc.’s Current Report on Form 8-K filed December 2, 2011) (Commission File No. 1-5097).
4.K Form of Corporate Unit (incorporated by reference to Exhibit 4.6 to Johnson Controls, Inc.’s Current Report
on Form 8-K/A filed March 20, 2009) (Commission File No. 1-5907).
4.L Form of Treasury Unit (incorporated by reference to Exhibit 4.7 to Johnson Controls, Inc.’s Current Report
on Form 8-K/A filed March 20, 2009) (Commission File No. 1-5907).