First Data 2013 Annual Report Download - page 143

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        
Frank J. Bisignano 5/7/2013 1,428,571 4,999,999 3.50
5/7/2013 4,285,715 15,000,003 3.50
5/7/2013 26,285,714 3.50 50,994,285 3.50
Ray E. Winborne 3/5/2013 192,857 675,000 3.50
3/5/2013 385,714 3.50 795,728 3.50
Edward A. Labry III 3/5/2013 285,714 999,999 3.50
3/5/2013 571,429 3.50 1,178,858 3.50
5/7/2013 2,500,000 3.50 4,850,000 3.50
Guy Chiarello 7/11/2013 1,857,142 6,499,997 3.50
7/11/2013 5,000,000 3.50 10,330,000 3.50
Christine E. Larsen 6/3/2013 1,200,000 4,200,000 3.50
6/3/2013 3,000,000 3.50 6,090,000 3.50
Himanshu A. Patel 6/3/2013 750,000 2,625,000 3.50
6/3/2013 2,750,000 3.50 5,582,500 3.50
(1) No executive officers were eligible for any Estimated Future Payouts under Non-Equity or Equity Incentive Plans during 2013.
(2) Grants reflected in this column are grants of Restricted Stock made under the 2007 Stock Incentive Plan for Key Employees of First Data Corporation
and its Affiliates. Shares granted to Mr. Bisignano were all fully vested, however, 1,428,571 shares will be delivered to him at the earlier of his
termination date or the time of his 2013 bonus payment; all other shares were delivered to him at the time of grant. Restricted shares granted in 2013 to
Mr. Winborne and Mr. Labry vest only upon the latter of three years following the grant date and a liquidity event as defined in the 2007 Equity Plan
and generally consisting of the lapse of transfer restrictions following an IPO. Half of Mr. Chiarello’s restricted stock vests following any separation of
service after December 31, 2013. All of Mr. Chiarello’s restricted stock vests following any separation of service after July 11, 2015. Forty percent of
Mr. Patel’s and Ms. Larsen’s restricted stock vests following any separation of service after December 31, 2013. Eighty percent of Mr. Patel’s and
Ms. Larsen’s restricted stock vests following any separation of service after December 31, 2014. All of Mr. Patel’s and Ms. Larsen’s restricted stock
vests following any separation of service after December 31, 2015.
(3) Grants reflected in this column are grants of Stock Options made under the 2007 Stock Incentive Plan for Key Employees of First Data Corporation
and its Affiliates. The grant price was determined at the time of the grant by the Board, pursuant to their authority under the plan, to be $3.50. The
option grants dated March 5, 2013 for Mr. Laby and Mr. Winborne vest in equal annual installments, one-third per year, over a three year period from
the grant date of March 5, 2013
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