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Part IV
Item 15. Exhibits, financial statement schedules.
(a) (1) The Registrant’s financial statements together with a separate table of contents are annexed hereto.
(2) Financial Statement Schedules are listed in the separate table of contents annexed hereto.
(3) Exhibits.
Regulation S-K
Exhibit number
3.1 Restated Certificate of Incorporation. Filed as Exhibit 3.3 to the Company’s Current Report on Form 8-K
dated March 6, 2006.**
3.2 By-Laws of the Company, as amended. Filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K
dated February 23, 2007.**
4.1 Restated Certificate of Designation of Series One
Junior Participating Preferred Stock, Class A of the
Company.
Filed as Exhibit 3.2 to the Company’s Current Report on Form 8-K
dated March 6, 2006.**
4.2 Stockholder Protection Rights Agreement, dated as
of November 5, 2009, between CA, Inc. and
Mellon Investor Services LLC, as Rights Agent,
including as Exhibit A the forms of Rights
Certificate and of Election to Exercise and as
Exhibit B the form of Certificate of Designation
and Terms of the Participating Preferred Stock of
the Company.
Filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K
dated November 5, 2009.**
4.3 Indenture with respect to the Company’s
4.75% Senior Notes due 2009 and 5.625% Senior
Notes due 2014, dated November 18, 2004,
between the Company and The Bank of New York,
as Trustee.
Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K
dated November 15, 2004.**
4.4 Purchase Agreement dated November 15, 2004,
among the Initial Purchasers of the 4.75% Senior
Notes due 2009 and 5.625% Senior Notes due
2014, and the Company.
Filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K
dated November 15, 2004.**
4.5 First Supplemental Indenture, dated as of
November 30, 2007, to the Indenture, dated as of
November 18, 2004, between CA, Inc. and The
Bank of New York, as trustee.
Filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K
dated January 3, 2008.**
4.6 Indenture dated as of June 1, 2008 (the “2008
Indenture”) between the Company and U.S. Bank
National Association, as trustee, relating to the
senior debt securities, the senior subordinated
debt securities and the junior subordinated debt
securities, as applicable.
Filed as Exhibit 4.1 to the Company’s Registration Statement on
Form S-3, Registration Number 333-151619, dated June 12,
2006.**
4.7 Officers’ Certificates dated November 13, 2009
establishing the terms of the Company’s
5.375% Senior Notes due 2019 (the “Notes”)
pursuant to the 2008 Indenture (including the
form of the Notes).
Filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K
dated November 13, 2009.**
4.8 Addendum to Registration Rights Agreement,
dated as of November 30, 2007, relating to
$500,000,000 5.625% Senior Notes Due 2014.
Filed as Exhibit 99.3 to the Company’s Current Report on Form 8-
K dated January 3, 2008.**
10.1* CA, Inc. 1991 Stock Incentive Plan, as amended. Filed as Exhibit 1 to the Company’s Quarterly Report on Form 10-
Q for fiscal quarter ended September 30, 1997.**
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