Charles Schwab 2011 Annual Report Download - page 125

THE CHARLES SCHWAB CORPORATION
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Exhibit
Number Exhibit
4.2 Neither the Registrant nor its subsidiaries are parties to any instrument with respect to long-term debt
for which securities authorized thereunder exceed 10% of the total assets of the Registrant and its
subsidiaries on a consolidated basis. Copies of instruments with respect to long-term debt of lesser
amounts will be provided to the SEC upon request.
10.1 Voting Agreement, dated as of March 18, 2011, by and among The Charles Schwab Corporation, G-Bar
Limited Partnership, JG 2002 delta Trust and optionsXpress Holdings, Inc., filed as Exhibit 10.1 to the
Registrant’s Form 8-K dated March 18, 2011 and incorporated herein by reference.
10.4 Form of Release Agreement dated as of March 31, 1987 among BAC, Registrant, Schwab Holdings,
Inc., Charles Schwab & Co., Inc. and former shareholders of Schwab Holdings, Inc., filed as the
identically-numbered exhibit to Registrant’s Registration Statement No. 33-16192 on Form S-1 and
incorporated herein by reference.
10.57 Registration Rights and Stock Restriction Agreement, dated as of March 31, 1987, between the
Registrant and the holders of the Common Stock, filed as Exhibit 4.23 to Registrant’s Registration
Statement No. 33-16192 on Form S-1 and incorporated herein by reference.
10.72 Restatement of Assignment and License, as amended January 25, 1988, among Charles Schwab & Co.,
Inc., Charles R. Schwab and the Registrant, filed as Exhibit 10.72 to the Registrant’s Form 10-K for the
year ended December 31, 2009 and incorporated herein by reference.
10.271 The Charles Schwab Corporation Directors’ Deferred Compensation Plan, as amended through
December 8, 2004, filed as Exhibit 10.271 to the Registrant’s Form 10-K for the year ended
December 31, 2009 and incorporated herein by reference. (2)
10.272 The Charles Schwab Corporation Deferred Compensation Plan, as amended through December 8, 2004,
filed as Exhibit 10.272 to the Registrant’s Form 10-K for the year ended December 31, 2009 and
incorporated herein by reference. (2)
10.288 Stock Purchase Agreement by and between the Registrant and Bank of America Corporation, dated as
of November 19, 2006 and incorporated herein by reference.
10.289 Form of Notice and Restricted Stock Agreement for Walter W. Bettinger under The Charles Schwab
Corporation 2004 Stock Incentive Plan dated February 20, 2007, filed as Exhibit 10.289 to the
Registrant’s Form 10-Q for the quarter ended March 31, 2007 and incorporated herein by reference. (2)
10.290 Summary of Non-Employee Director Compensation, filed as Exhibit 10.290 to the Registrant’s
Form 10-Q for the quarter ended March 31, 2007 and incorporated herein by reference. (2)
10.294 Form of Notice and Restricted Stock Agreement for Joseph R. Martinetto under The Charles Schwab
Corporation 2004 Stock Incentive Plan dated May 18, 2007, filed as Exhibit 10.294 to the Registrant’s
Form 10-Q for the quarter ended June 30, 2007 and incorporated herein by reference. (2)
10.295 Form of Notice and Nonqualified Stock Option Agreement for Joseph R. Martinetto under The Charles
Schwab Corporation 2004 Stock Incentive Plan dated May 18, 2007, filed as Exhibit 10.295 to the
Registrant’s Form 10-Q for the quarter ended June 30, 2007 and incorporated herein by reference. (2)
10.296 Stock Purchase Agreement dated July 2, 2007, by and among Charles R. Schwab, Helen O. Schwab,
The Charles & Helen Schwab Living Trust, HOS Family Partners, LLC, 188 Partners, LP, and the
Charles & Helen Schwab Foundation, and The Charles Schwab Corporation, filed as Exhibit 10.296 to
the Registrant’s Form 10-Q for the quarter ended June 30, 2007 and incorporated herein by reference. (2)