Alcoa 2013 Annual Report Download - page 184

10(f)(1). Amendments to Enterprise Funding Agreement, effective January 25, 2008, between Alcoa Inc.,
certain of its affiliates and Alumina Limited, incorporated by reference to exhibit 10(f)(1) to the
Company’s Annual Report on Form 10-K (Commission file number 1-3610) for the year ended
December 31, 2007.
10(g). Five-Year Revolving Credit Agreement, dated as of July 25, 2011, among Alcoa Inc., the Lenders and
Issuers named therein, Citibank, N.A., as Administrative Agent for the Lenders and Issuers, and
JPMorgan Chase Bank, N.A., as Syndication Agent, incorporated by reference to exhibit 10 to the
Company’s Current Report on Form 8-K dated July 28, 2011.
10(g)(1). Extension Request, dated as of November 28, 2012, to Five-Year Revolving Credit Agreement by
Alcoa Inc. to Citibank, N.A., as Administrative Agent, and Consents to Extension Request executed by
the Lenders listed therein, incorporated by reference to exhibit 10(g)(1) to the Company’s Annual
Report on Form 10-K for the year ended December 31, 2012.
10(h). Aluminum Project Framework Shareholders’ Agreement, dated December 20, 2009, between Alcoa
Inc. and Saudi Arabian Mining Company (Ma’aden), incorporated by reference to exhibit 10(i) to the
Company’s Annual Report on Form 10-K for the year ended December 31, 2009.
10(h)(1). First Supplemental Agreement, dated March 30, 2010, to the Aluminium Project Framework
Shareholders Agreement, dated December 20, 2009, between Saudi Arabian Mining Company
(Ma’aden) and Alcoa Inc., incorporated by reference to exhibit 10(c) to the Company’s Quarterly
Report on Form 10-Q for the quarter ended March 31, 2010.
10(i). Closing Memorandum, dated December 20, 2009, between Alcoa Inc. and Aluminum Financing
Limited, incorporated by reference to exhibit 10(j) to the Company’s Annual Report on Form 10-K for
the year ended December 31, 2009.
10(i)(1). Parent Guarantee, dated December 20, 2009, between Abdullah Abunayyan Trading Corp. and Alcoa
Inc., incorporated by reference to exhibit 10(j)(1) to the Company’s Annual Report on Form 10-K for
the year ended December 31, 2009.
10(i)(2). Parent Guarantee, dated December 20, 2009, between Alcoa Inc. and Aluminum Financing Limited,
incorporated by reference to exhibit 10(j)(2) to the Company’s Annual Report on Form 10-K for the
year ended December 31, 2009.
10(j). Purchase Agreement, dated March 30, 2010, between Alcoa Inc., Aluminum Financing Limited, and
Abdullah Abunayyan Trading Corp., incorporated by reference to exhibit 10(d) to the Company’s
Quarterly Report on Form 10-Q for the quarter ended March 31, 2010.
10(k). Settlement Agreement, dated as of October 9, 2012, by and between Aluminium Bahrain B.S.C., Alcoa
Inc., Alcoa World Alumina LLC, and William Rice, incorporated by reference to exhibit 10(a) to the
Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2012.
10(l). Plea Agreement dated January 8, 2014, between the United States of America and Alcoa World
Alumina LLC.
10(m). Offer of Settlement of Alcoa Inc. before the Securities and Exchange Commission dated December 27,
2013.
10(n). Securities and Exchange Commission Order dated January 9, 2014.
10(o). Employees’ Excess Benefits Plan, Plan A, incorporated by reference to exhibit 10(b) to the Company’s
Annual Report on Form 10-K (Commission file number 1-3610) for the year ended December 31,
1980.
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