eTrade 2007 Annual Report Download - page 156

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Exhibit
Number Description
10.16 Form of Employment dated September 1, 2004, by and between the Company and each of
Mitchell H. Caplan, R. Jarrett Lilien, Arlen W. Gelbard, Louis Klobuchar, Joshua Levine, Robert J.
Simmons and Russell S. Elmer (Incorporated by reference to Exhibit 10.64 of the Company’s
Form 10-Q filed on November 5, 2004.)
10.17 Code of Conduct (Incorporated by reference to Exhibit 10.65 of the Company’s Current Report on
Form 8-K filed on November 9, 2006.)
10.18 Remarketing Agreement dated November 22, 2005 among E*TRADE and Morgan Stanley & Co.
Incorporated and The Bank of New York (Incorporated by reference to Exhibit 10.66 of the
Company’s Form 10-K filed on March 1, 2006.)
10.19 2005 Equity Incentive Plan and Forms of Award Agreements (Incorporated by reference to Exhibit
10.66 to the Company’s Current Report on Form 8-K filed on May 31, 2005.)
10.20 Executive Bonus Plan (Incorporated by reference to Exhibit 10.67 to the Company’s Current Report
on Form 8-K filed on May 31, 2005.)
10.21 Credit Agreement dated September 19, 2005 between the Company and JP Morgan Chase Bank,
N.A. as Administrative Agent (Incorporated by reference as Exhibit 10.1 in Form 10-Q filed
November 1, 2005.)
10.22 Amendment No. 1 dated July 24, 2007, to the Credit Agreement dated September 19, 2007 between
the Company and JPMorgan Chase Bank N.A., as Administrative Agent (Incorporated by reference
to Exhibit 10.1 to the Form 10-Q filed on November 9, 2007.)
10.23 Master Investment and Securities Purchase Agreement, dated November 29, 2007 by and between
E*TRADE Financial Corporation and Wingate Capital Ltd. (Incorporated by reference to
Exhibit 10.1 of the Company’s Current Report on Form 8-K filed on December 4, 2007.)
10.24 First Amendment to Master Investment and Securities Purchase Agreement, dated as of
December 12, 2007, by and between Wingate Capital Ltd. and E*TRADE Financial Corporation
(Incorporated by reference to Exhibit 99.5 of the Schedule 13D filed by Citadel Limited Partnership
et al. with respect to E*TRADE Financial Corporation on December 7, 2007.)
10.25 Second Amendment to Master Investment and Securities Purchase Agreement, dated as of
January 18, 2008, by and between Wingate Capital Ltd. and E*TRADE Financial Corporation
(Incorporated by reference to Exhibit 99.12 of the Amendment No. 1 to Schedule 13D filed by
Citadel Limited Partnership et al. with respect to E*TRADE Financial Corporation on January 24,
2008.)
10.26 Securities Purchase Agreement, dated November 29, 2007 among E*TRADE Financial Corporation,
Investment Partners (A), LLC and the additional investors party thereto (Incorporated by reference
to Exhibit 10.2 of the Company’s Current Report on Form 8-K filed on December 4, 2007.)
10.27 ABS Purchase Agreement, dated as of November 29, 2007, by and among E*TRADE Financial
Corporation, E*TRADE Bank, E*TRADE Global Asset Management, Inc. and Citadel Equity Fund
Ltd. (Incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form 8-K filed
on December 4, 2007.)
10.28 Separation Agreement Between E*TRADE Financial Corporation and Mitchell Caplan, dated as of
December 27, 2007, by and between E*TRADE Financial Corporation and Mitchell Caplan
(Incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed on
January 2, 2008.)
153