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Exhibit
Number Description
10.12 Guarantee by the Registrant to Herzog, Heine, Geduld, Inc. (Incorporated by reference to Exhibit 10.15
of the Company’s Registration Statement on Form S-1, Registration Statement No. 333-05525).
10.13 BETAHOST Master Subscription Agreement between E*TRADE Securities, Inc. and BETA Systems
Inc. dated June 27, 1996 (Incorporated by reference to Exhibit 10.13 of the Company’s Registration
Statement on Form S-1, Registration Statement No. 333-05525).
10.14 Stock Purchase Agreement among the Registrant, General Atlantic Partners II, L.P. and GAP
Coinvestment Partners, L.P. dated September 28, 1995 (Incorporated by reference to Exhibit 10.17 of
the Company’s Registration Statement on Form S-1, Registration Statement No. 333-05525).
10.15 Stock Purchase Agreement among the Registrant, General Atlantic Partners II, L.P., and GAP
Coinvestment Partners, L.P., Richard S. Braddock and the Cotsakos Group dated April 10, 1996
(Incorporated by reference to Exhibit 10.18 of the Company’s Registration Statement on Form S-1,
Registration Statement No. 333-05525).
10.16 Stock Purchase Agreement between the Registrant and SOFTBANK Holdings Inc. dated June 6, 1996
(Incorporated by reference to Exhibit 10.19 of the Company’s Registration Statement on Form S-1,
Registration Statement No. 333-05525).
10.17 Shareholders Agreement among the Registrant, General Atlantic Partners II, L.P., GAP Coinvestment
Partners, L.P. and the Shareholders named therein dated September 1995 (the “Shareholders
Agreement”) (Incorporated by reference to Exhibit 10.20 of the Company’s Registration Statement on
Form S-1, Registration Statement No. 333-05525).
10.18 Supplement No. 1 to Shareholders Agreement dated at April 10, 1996 (Incorporated by reference to
Exhibit 10.21 of the Company’s Registration Statement on Form S-1, Registration Statement No. 333-
05525).
10.19 Shareholders Agreement Supplement and Amendment dated at June 6, 1996 (Incorporated by reference
to Exhibit 10.22 of the Company’s Registration Statement on Form S-1, Registration Statement No.
333-05525).
10.20 Purchase Agreement, dated February 1, 2000, by and among the Company, FleetBoston Robertson
Stephens Inc., Hambrecht & Quist LLC and Goldman, Sachs & Co. (Incorporated by reference to
Exhibit 10.3 of the Company’s Form 10-Q, filed February 14, 2000).
10.21 Consulting Agreement between the Registrant and George Hayter dated at June 1996 (Incorporated by
reference to Exhibit 10.23 of the Company’s Registration Statement on Form S-1, Registration
Statement No. 333-05525).
10.24 Joint Venture Agreement dated June 3, 1998 by and between E*TRADE Financial Corporation and
SOFTBANK CORP. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 8-K filed June
12, 1998).
10.25 Promissory Note dated June 5, 1998 issued by E*TRADE Financial Corporation to SOFTBANK
CORP. (Incorporated by reference to Exhibit 10.2 of the Company’s Form 8-K filed June 12, 1998).
10.26 Stock Purchase Agreement dated June 5, 1998 by and between E*TRADE Financial Corporation and
SOFTBANK Holdings, Inc. (Incorporated by reference to Exhibit 10.3 of the Company’s Form 8-K
filed June 12, 1998).
10.27 Stock Purchase Agreement dated July 9, 1998 by and between E*TRADE Financial Corporation and
SOFTBANK Holdings, Inc. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 8-K
filed July 17, 1998).
10.28 E*TRADE Ventures I, LLC, Limited Liability Company Operating Agreement (Incorporated by
reference to Exhibit 10.5 of the Company’s Form 10-Q/A filed April 17, 2000).
149