Waste Management 2014 Annual Report Download - page 233

INDEX TO EXHIBITS
Exhibit
No. Description
2.1 — Stock Purchase Agreement dated July 25, 2014 by and among Granite Acquisition, Inc. and
Waste Management Holdings, Inc., National Guaranty Insurance Company of Vermont,
Mountain Indemnity Insurance Company, Chemical Waste Management, Inc. and Wheelabrator
Technologies Inc. [incorporated by reference to Exhibit 2.1 to Form 8-K dated July 29, 2014].
3.1 — Third Restated Certificate of Incorporation of Waste Management, Inc. [incorporated by
reference to Exhibit 3.1 to Form 10-Q for the quarter ended June 30, 2010].
3.2 — Amended and Restated By-laws of Waste Management, Inc. [incorporated by reference to
Exhibit 3.2 to Form 8-K dated December 6, 2012].
4.1 — Specimen Stock Certificate [incorporated by reference to Exhibit 4.1 to Form 10-K for the year
ended December 31, 1998].
4.2* — Third Restated Certificate of Incorporation of Waste Management Holdings, Inc.
4.3 — Amended and Restated By-laws of Waste Management Holdings, Inc. [incorporated by
reference to Exhibit 4.3 to Form 10-Q for the period ended June 30, 2014].
4.4 — Indenture for Subordinated Debt Securities dated February 3, 1997, among the Registrant and
The Bank of New York Mellon Trust Company, N.A. (the current successor to Texas Commerce
Bank National Association), as trustee [incorporated by reference to Exhibit 4.1 to Form 8-K
dated February 7, 1997].
4.5 — Indenture for Senior Debt Securities dated September 10, 1997, among the Registrant and The
Bank of New York Mellon Trust Company, N.A. (the current successor to Texas Commerce
Bank National Association), as trustee [incorporated by reference to Exhibit 4.1 to Form 8-K
dated September 10, 1997].
4.6 — Officers’ Certificate delivered pursuant to Section 301 of the Indenture dated September 10,
1997 by and between Waste Management, Inc. and The Bank of New York Mellon Trust
Company, N.A., as Trustee, establishing the terms and form of Waste Management, Inc.’s
3.50% Senior Notes due 2024 [incorporated by reference to Exhibit 4.2 to Form 8-K dated
May 5, 2014].
4.7 — Guarantee Agreement by Waste Management Holdings, Inc. in favor of The Bank of New York
Mellon Trust Company, N.A., as Trustee for the holders of Waste Management, Inc.’s 3.50%
Senior Notes due 2024 [incorporated by reference to Exhibit 4.4 to Form 8-K dated May 5,
2014].
4.8* — Schedule of Officers’ Certificates delivered pursuant to Section 301 of the Indenture dated
September 10, 1997 establishing the terms and form of Waste Management, Inc.’s Senior Notes.
Waste Management and its subsidiaries are parties to debt instruments that have not been filed
with the SEC under which the total amount of securities authorized under any single instrument
does not exceed 10% of the total assets of Waste Management and its subsidiaries on a
consolidated basis. Pursuant to paragraph 4(iii)(A) of Item 601(b) of Regulation S-K, Waste
Management agrees to furnish a copy of such instruments to the SEC upon request.
10.1† — 2014 Stock Incentive Plan [incorporated by reference to Exhibit 10.1 to Form 8-K dated
May 13, 2014].
10.2† — 2009 Stock Incentive Plan [incorporated by reference to Appendix B to the Proxy Statement on
Schedule 14A filed March 25, 2009].
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