Union Pacific 2009 Annual Report Download - page 104

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104
3(b) Revised Articles of Incorporation of UPC, as amended through May 1, 2008, are
incorporated herein by reference to Exhibit 3(a) to the Corporation’ s Quarterly
Report on Form 10-Q for the quarter ended September 30, 2008.
4(a) Indenture, dated as of December 20, 1996, between UPC and Wells Fargo Bank,
National Association, as successor to Citibank, N.A., as Trustee, is incorporated
herein by reference to Exhibit 4.1 to UPC’ s Registration Statement on Form S-3
(No. 333-18345).
4(b) Indenture, dated as of April 1, 1999, between UPC and The Bank of New York,
as successor to JP Morgan Chase Bank, formerly The Chase Manhattan Bank, as
Trustee, is incorporated herein by reference to Exhibit 4.2 to UPC’s Registration
Statement on Form S-3 (No. 333-75989).
4(c) Form of Debt Security (Note) is incorporated herein by reference to Exhibit 4.1
to the Corporation’ s Current Report on Form 8-K, dated February 20, 2009.
4(d) Form of Debt Security (Note) is incorporated herein by reference to Exhibit 4.2
to the Corporation’ s Current Report on Form 8-K, dated February 20, 2009.
Certain instruments evidencing long-term indebtedness of UPC are not filed as
exhibits because the total amount of securities authorized under any single such
instrument does not exceed 10% of the Corporation’ s total consolidated assets.
UPC agrees to furnish the Commission with a copy of any such instrument upon
request by the Commission.
10(b) Form of Stock Unit Agreement for Executives dated February 5, 2009 is
incorporated herein by reference to Exhibit 10(b) to the Corporation’ s Annual
Report on Form 10-K for the year ended December 31, 2008.
10(c) Supplemental Thrift Plan (409A Non-Grandfathered Component) of Union
Pacific Corporation, effective as of January 1, 2009 is incorporated herein by
reference to Exhibit 10(c) to the Corporation’ s Annual Report on Form 10-K for
the year ended December 31, 2008.
10(d) Supplemental Thrift Plan (409A Grandfathered Component) of Union Pacific
Corporation, as amended and restated in its entirety, effective as of January 1,
2009 is incorporated herein by reference to Exhibit 10(d) to the Corporation’ s
Annual Report on Form 10-K for the year ended December 31, 2008.
10(e) Supplemental Pension Plan for Officers and Managers (409A Non-Grandfathered
Component) of Union Pacific Corporation and Affiliates, as amended and
restated in its entirety effective as of January 1, 1989, including all amendments
adopted through January 1, 2009 is incorporated herein by reference to Exhibit
10(e) to the Corporation’ s Annual Report on Form 10-K for the year ended
December 31, 2008.
10(f) Supplemental Pension Plan for Officers and Managers (409A Grandfathered
Component) of Union Pacific Corporation and Affiliates, as amended and
restated in its entirety effective as of January 1, 1989, including all amendments
adopted through January 1, 2009 is incorporated herein by reference to Exhibit
10(f) to the Corporation’ s Annual Report on Form 10-K for the year ended
December 31, 2008.