Union Pacific 2007 Annual Report Download - page 91

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87
4(d) Form of Debt Security (Note) is incorporated by reference to Exhibit 4.1 to UPC’s
Current Report of Form 8-K, dated April 18, 2007.
4(e) Form of Debt Security (Debenture) is incorporated by reference to Exhibit 4.2 to
the Corporation’s Current Report of Form 8-K, dated April 18, 2007.
4(f) Form of Debt Security (Note) is incorporated by reference to Exhibit 4.1 to the
Corporation’s Current Report of Form 8-K, dated August 24, 2007.
4(g) Form of Debt Security (Note) is incorporated by reference to Exhibit 4.1 to the
Corporation’s Current Report of Form 8-K, dated October 30, 2007.
4(h) Form of Debt Security (Note) is incorporated by reference to Exhibit 4.1 to the
Corporation’s Current Report of Form 8-K, dated February 5, 2008.
Certain instruments evidencing long-term indebtedness of UPC are not filed as
exhibits because the total amount of securities authorized under any single such
instrument does not exceed 10% of the Corporation’s total consolidated assets. UPC
agrees to furnish the Commission with a copy of any such instrument upon request
by the Commission.
10(c) UPC 2000 Directors Stock Plan, as amended November 16, 2006 and January 30,
2007, is incorporated herein by reference to Exhibit 10(b) to the Corporation’s
Annual Report on Form 10-K for the year ended December 31, 2006.
10(d) UP Shares Stock Option Plan of UPC, as amended November 16, 2006, is
incorporated herein by reference to Exhibit 10(c) to the Corporation’s Annual
Report on Form 10-K for the year ended December 31, 2006.
10(e) The 1993 Stock Option and Retention Stock Plan of UPC, as amended November
16, 2006, is incorporated herein by reference to Exhibit 10 to the Corporation’s
Quarterly Report on Form 10-Q for the quarter ended March 31, 2007.
10(f) UPC 2001 Stock Incentive Plan, as amended November 16, 2006, is incorporated
herein by reference to Exhibit 10(e) to the Corporation’s Annual Report on Form
10-K for the year ended December 31, 2006.
10(g) UPC 2004 Stock Incentive Plan, as amended November 16, 2006, is incorporated
herein by reference to Exhibit 10(f) to the Corporation’s Annual Report on Form
10-K for the year ended December 31, 2006.
10(h) Amended and Restated Registration Rights Agreement, dated as of July 12, 1996,
among UPC, UP Holding Company, Inc., Union Pacific Merger Co. and Southern
Pacific Rail Corporation (SP) is incorporated herein by reference to Annex J to the
Joint Proxy Statement/Prospectus included in Post-Effective Amendment No. 2 to
UPC’s Registration Statement on Form S-4 (No. 33-64707).
10(i) Agreement, dated September 25, 1995, among UPC, UPRR, Missouri Pacific
Railroad Company (MPRR), SP, Southern Pacific Transportation Company (SPT),
The Denver & Rio Grande Western Railroad Company (D&RGW), St. Louis
Southwestern Railway Company (SLSRC) and SPCSL Corp. (SPCSL), on the one
hand, and Burlington Northern Railroad Company (BN) and The Atchison, Topeka
and Santa Fe Railway Company (Santa Fe), on the other hand, is incorporated by