Stein Mart 2013 Annual Report Download - page 4

Download and view the complete annual report

Please find page 4 of the 2013 Stein Mart annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 52

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52

67(,10$57,1&
7$%/(2)&217(176
7KLVUHSRUWFRQWDLQVIRUZDUGORRNLQJVWDWHPHQWVZKLFKDUHVXEMHFWWRFHUWDLQULVNVXQFHUWDLQWLHVRUDVVXPSWLRQVDQGPD\EHDIIHFWHGE\
FHUWDLQIDFWRUVLQFOXGLQJEXWQRWOLPLWHGWRWKHVSHFLILFIDFWRUVGLVFXVVHGLQ3DUW,,WHP$XQGHU³5LVN)DFWRUV´DQG,WHPXQGHU³/HJDO
3URFHHGLQJV´ LQ 3DUW ,, ,WHP  XQGHU ³0DUNHW IRU 5HJLVWUDQW¶V &RPPRQ (TXLW\ 5HODWHG 6WRFNKROGHU 0DWWHUV DQG ,VVXHU 3XUFKDVHV RI
(TXLW\6HFXULWLHV´DQG3DUW,,,WHPXQGHU³0DQDJHPHQW¶V'LVFXVVLRQDQG$QDO\VLVRI)LQDQFLDO&RQGLWLRQDQG5HVXOWVRI2SHUDWLRQV´
:KHUHYHUXVHGWKHZRUGV³SODQ´³H[SHFW´³DQWLFLSDWH´³EHOLHYH´³HVWLPDWH´DQGVLPLODUH[SUHVVLRQVLGHQWLI\IRUZDUGORRNLQJVWDWHPHQWV
,QDGGLWLRQH[FHSWIRUKLVWRULFDOIDFWVDOOLQIRUPDWLRQSURYLGHGLQ3DUW,,,WHP$XQGHU³4XDQWLWDWLYHDQG4XDOLWDWLYH'LVFORVXUHVDERXW
0DUNHW 5LVN´ VKRXOG EH FRQVLGHUHG IRUZDUGORRNLQJ VWDWHPHQWV  6KRXOG RQH RU PRUH RI WKHVH ULVNV XQFHUWDLQWLHV RU RWKHU IDFWRUV
PDWHULDOL]HRU VKRXOGXQGHUO\LQJDVVXPSWLRQV SURYHLQFRUUHFW DFWXDOUHVXOWV SHUIRUPDQFHRU DFKLHYHPHQWV RIWKH &RPSDQ\ PD\YDU\
PDWHULDOO\IURPDQ\IXWXUHUHVXOWVSHUIRUPDQFHRUDFKLHYHPHQWVH[SUHVVHGRULPSOLHGE\VXFKIRUZDUGORRNLQJVWDWHPHQWV
)RUZDUGORRNLQJVWDWHPHQWVDUHEDVHGRQEHOLHIVDQGDVVXPSWLRQVRIWKH&RPSDQ\¶VPDQDJHPHQWDQGRQLQIRUPDWLRQFXUUHQWO\DYDLODEOH
WRVXFKPDQDJHPHQW)RUZDUGORRNLQJVWDWHPHQWVVSHDNRQO\DVRIWKHGDWHWKH\DUHPDGHDQGWKH&RPSDQ\XQGHUWDNHVQRREOLJDWLRQWR
SXEOLFO\XSGDWHRUUHYLVHLWVIRUZDUGORRNLQJVWDWHPHQWVLQOLJKWRIQHZLQIRUPDWLRQRUIXWXUHHYHQWV8QGXHUHOLDQFHVKRXOGQRWEHSODFHG
RQ VXFK IRUZDUGORRNLQJ VWDWHPHQWV ZKLFK DUH EDVHG RQ FXUUHQW H[SHFWDWLRQV  )RUZDUGORRNLQJ VWDWHPHQWV DUH QR JXDUDQWHHV RI
SHUIRUPDQFH
,7(012 3$*(
3$57,
 %XVLQHVV 
$ 5LVN)DFWRUV 
% 8QUHVROYHG6WDII&RPPHQWV 
 3URSHUWLHV 
 /HJDO3URFHHGLQJV 
 0LQH6DIHW\'LVFORVXUHV 
3$57,,
 0DUNHWIRU5HJLVWUDQWV&RPPRQ(TXLW\5HODWHG6WRFNKROGHU0DWWHUVDQG,VVXHU3XUFKDVHVRI(TXLW\6HFXULWLHV 
 6HOHFWHG&RQVROLGDWHG)LQDQFLDO'DWD 
 0DQDJHPHQWV'LVFXVVLRQDQG$QDO\VLVRI)LQDQFLDO&RQGLWLRQDQG5HVXOWVRI2SHUDWLRQV 
$ 4XDQWLWDWLYHDQG4XDOLWDWLYH'LVFORVXUHVDERXW0DUNHW5LVN 
 )LQDQFLDO6WDWHPHQWVDQG6XSSOHPHQWDU\'DWD 
 &KDQJHVLQDQG'LVDJUHHPHQWVZLWK$FFRXQWDQWVRQ$FFRXQWLQJDQG)LQDQFLDO'LVFORVXUH 
$ &RQWUROVDQG3URFHGXUHV 
% 2WKHU,QIRUPDWLRQ 
3$57,,,
 'LUHFWRUV([HFXWLYH2IILFHUVDQG&RUSRUDWH*RYHUQDQFH 
 ([HFXWLYH&RPSHQVDWLRQ 
 6HFXULW\2ZQHUVKLSRI&HUWDLQ%HQHILFLDO2ZQHUVDQG0DQDJHPHQWDQG5HODWHG6WRFNKROGHU0DWWHUV 
 &HUWDLQ5HODWLRQVKLSVDQG5HODWHG7UDQVDFWLRQVDQG'LUHFWRU,QGHSHQGHQFH 
 3ULQFLSDO$FFRXQWLQJ)HHVDQG6HUYLFHV 
3$57,9
 ([KLELWV)LQDQFLDO6WDWHPHQW6FKHGXOHV 
6,*1$785(6  