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115
Johnson Controls, Inc
Index to Exhibits
Exhibit Title
4.M Form of Subordinated Note (incorporated by reference to Exhibit 4.8 to Johnson Controls, Inc.’s Current
Report on Form 8-K/A filed March 20, 2009) (Commission File No. 1-5907).
4.N
Officers’ Certificate, dated March 9, 2010 creating 5.000% Senior Notes due 2020 (incorporated by reference
to Exhibit 4.1 to Johnson Controls, Inc.’s Current Report on Form 8-K filed March 10, 2010) (Commission
File No. 1-5907).
4.O [RESERVED].
4.P
Officers’ Certificate, dated February 4, 2011, establishing the Floating Rate Notes due 2014, 1.75% Senior
Notes due 2014, 4.25% Senior Notes due 2021 and 5.70% Senior Notes due 2041 (incorporated by reference
to Exhibit 4.1 to Johnson Controls, Inc.’s Current Report on Form 8-K filed February 7, 2011).
10.A [RESERVED].
10.B
Johnson Controls, Inc. Common Stock Purchase Plan for Executives as amended through November 17, 2004
and effective December 1, 2004 (incorporated by reference to Exhibit 10.B to Johnson Controls, Inc.’s Annual
Report on Form 10-K for the year ended September 30, 2004) (Commission File No. 1-5097).**
10.C
Johnson Controls, Inc. Deferred Compensation Plan for Certain Directors, as amended and restated effective
November 18, 2009 (incorporated by reference to Exhibit 10.C to Johnson Controls, Inc.’s Annual Report on
Form 10-K for the year ended September 30, 2009) (Commission File No. 1-5097).**
10.D
Johnson Controls, Inc. Executive Survivor Benefits Plan, as amended and restated effective September 15,
2009 (incorporated by reference to Exhibit 10.D to Johnson Controls, Inc.’s Annual Report on Form 10-K for
the year ended September 30, 2009) (Commission File No. 1-5097).**
10.E
Tax Refund Purchase Agreement among Dr. Beda Bolzenius, Johnson Controls, Inc. and Christiane Bolzenius
dated as of November 30, 2012 (incorporated by reference to Exhibit 10.1 to Johnson Controls, Inc.’s Quarterly
Report on Form 10-Q for the quarterly period ended December 31, 2012) (Commission File No. 1-5097).**
10.F [RESERVED].
10.G
Form of indemnity agreement effective January 16, 2006, between Johnson Controls, Inc. and each of the
directors and elected officers (incorporated by reference to Exhibit 10.L to Johnson Controls, Inc.’s Annual
Report on Form 10-K for the year ended September 30, 2007) (Commission File No. 1-5097).**
10.H
Johnson Controls, Inc. Director Share Unit Plan, as amended and restated effective September 20, 2011
(incorporated by reference to Exhibit 10.H to Johnson Controls, Inc.’s Annual Report on Form 10-K for the
year ended September 30, 2011) (Commission File No. 1-5097).**
10.I
Johnson Controls, Inc. 2000 Stock Option Plan, as amended and restated effective January 1, 2009
(incorporated by reference to Exhibit 10.I to Johnson Controls, Inc.’s Annual Report on Form 10-K for the
year ended September 30, 2009) (Commission File No. 1-5097).**
10.J
Form of stock option award agreement for Johnson Controls, Inc. 2000 Stock Option Plan, as amended through
October 1, 2001, as in use through March 20, 2006 (incorporated by reference to Exhibit 10.1 to Johnson
Controls, Inc.’s Current Report on Form 8-K filed November 15, 2005) (Commission File No. 1-5097).**