Fannie Mae 2008 Annual Report Download - page 262

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder
Matters
The following table provides information as of December 31, 2008 with respect to shares of common stock
that may be issued under our existing equity compensation plans. At this time, we are prohibited from issuing
new stock without the prior written consent of Treasury under the terms of the senior preferred stock purchase
agreement, other than as required by the terms of any binding agreement in effect on the date of the senior
preferred stock purchase agreement, including as required by the terms of outstanding stock options and
restricted stock units.
Equity Compensation Plan Information
Plan Category
Number of
Securities to be
Issued upon
Exercise of
Outstanding
Options, Warrants
and Rights (#)
Weighted-Average
Exercise Price of
Outstanding
Options, Warrants
and Rights
Number of
Securities
Remaining Available
for Future Issuance
under Equity
Compensation Plans
(Excluding
Securities
Reflected in First
Column) (#)
As of December 31, 2008
Equity compensation plans approved by stockholders. . . . . 12,634,592
(1)
$72.12
(2)
39,144,553
(3)
Equity compensation plans not approved by stockholders . . N/A N/A N/A
Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12,634,592 $72.12 39,144,553
(1)
This amount includes outstanding stock options; restricted stock units; and shares issuable upon the payout of deferred
stock balances. Outstanding awards, options and rights include grants under the Fannie Mae Stock Compensation Plan
of 1993, the Stock Compensation Plan of 2003 and the payout of shares deferred upon the settlement of awards made
under the 1993 plan and a prior plan.
(2)
The weighted average exercise price is calculated for the outstanding options and does not take into account restricted
stock units or deferred shares.
(3)
This number of shares consists of 11,960,258 shares available under the 1985 Employee Stock Purchase Plan and
27,184,295 shares available under the Stock Compensation Plan of 2003 that may be issued as restricted stock, stock
bonuses, stock options or in settlement of restricted stock units, performance share program awards, stock appreciation
rights or other stock-based awards. No more than 1,433,784 of the shares issuable under the Stock Compensation Plan
of 2003 may be issued as restricted stock or restricted stock units vesting in full in fewer than three years,
performance shares with a performance period of less than one year or bonus shares subject to similar vesting
provisions or performance periods.
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