FairPoint Communications 2006 Annual Report Download - page 121
Download and view the complete annual report
Please find page 121 of the 2006 FairPoint Communications annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.-
1 -
2
-
3
-
4
-
5
-
6
-
7
-
8
-
9
-
10
-
11
-
12
-
13
-
14
-
15
-
16
-
17
-
18
-
19
-
20
-
21
-
22
-
23
-
24
-
25
-
26
-
27
-
28
-
29
-
30
-
31
-
32
-
33
-
34
-
35
-
36
-
37
-
38
-
39
-
40
-
41
-
42
-
43
-
44
-
45
-
46
-
47
-
48
-
49
-
50
-
51
-
52
-
53
-
54
-
55
-
56
-
57
-
58
-
59
-
60
-
61
-
62
-
63
-
64
-
65
-
66
-
67
-
68
-
69
-
70
-
71
-
72
-
73
-
74
-
75
-
76
-
77
-
78
-
79
-
80
-
81
-
82
-
83
-
84
-
85
-
86
-
87
-
88
-
89
-
90
-
91
-
92
-
93
-
94
-
95
-
96
-
97
-
98
-
99
-
100
-
101
-
102
-
103
-
104
-
105
-
106
-
107
-
108
-
109
-
110
-
111 -
112 -
113 -
114 -
115 -
116 -
117 -
118 -
119 -
120 -
121 -
122 -
123 -
124 -
125 -
126 -
127 -
128 -
129 -
130 -
131 -
132
-
133
-
134
-
135
-
136
-
137
-
138
-
139
-
140
-
141
-
142
-
143
-
144
-
145
-
146
-
147
-
148
-
149
-
150
 |
 |
The following table sets forth the beneficial ownership of our common stock as of March 1, 2007 for each director, each NEO, by all directors and
executive officers of the Company as a group and by each person known to us to be the beneficial owner of 5% or more of the outstanding shares of our
common stock.
The information (other than with respect to our directors and executive officers) is based on a review of statements filed with the SEC pursuant to
Sections 13(d), 13(f) and 13(g) of the Exchange Act with respect to our common stock. The amounts and percentages of common stock beneficially owned are
reported on the basis of regulations of the SEC governing the determination of beneficial ownership of securities. Under the rules of the SEC, a person is
deemed to be a “beneficial owner” of a security if that person has or shares “voting power,” which includes the power to vote or to direct the voting of such
security, or “investment power,” which includes the power to dispose of or direct the disposition of such security. A person is also deemed to be a beneficial
owner of any securities of which that person has a right to acquire beneficial ownership within 60 days. All persons listed have sole voting and investment
power with respect to their shares unless otherwise indicated.
Eugene B. Johnson (2) 471,826 1.3%
Peter G. Nixon (3) 87,472 0.2%
Walter E. Leach, Jr. (4) 184,295 0.5%
John P. Crowley (5) 128,533 0.4%
Shirley J. Linn (6) 118,723 0.3%
Patricia Garrison-Corbin (7) 300 *
David L. Hauser (8) 1,300 *
Robert S. Lilien (9) — *
Claude C. Lilly (10) 1,500 *
All directors and executive officers of the Company as a group (9 persons) (11) 993,949 2.8%
Wellington Management Company LLP (12) 3,283,300 9.3%
75 State Street
Boston, Massachusetts 02109
Lehman Brothers Holdings Inc 2,362,965 6.7%
745 Seventh Avenue
New York, NY 10019
* Less than 0.1%.
(1) Unless otherwise indicated below, the persons and entities named in the table have sole voting and sole investment power with respect to all shares
beneficially owned by them, subject to community property laws where applicable. The percentage of beneficial ownership is based on 35,271,910
shares of our common stock outstanding as of March 1 2007.
(2) With respect to shares beneficially owned: (i) includes 20,490 shares of our common stock issuable upon exercise of stock options that are either
currently exercisable or become exercisable during the next 60 days, (ii) does not include 273,812 shares of our common stock issuable upon exercise of
stock
119