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10-K
http://www.sec.gov/Archives/edgar/data/949373/000119312514073832/d629623d10k.htm[9/11/2014 10:05:27 AM]
10.6A+
New World Restaurant Group, Inc. Stock Appreciation Rights Plan is hereby incorporated by reference to Exhibit 4.1 to the
Company’ s Registration Statement on Form S-8 filed February 20, 2007.
10.6B+
Form of Stock Appreciation Rights Agreement is hereby incorporated by reference to Exhibit 4.2 to the Company’ s Registration
Statement on Form S-8 filed February 20, 2007.
10.6C+
Amendments to Einstein Noah Restaurant Group, Inc. Stock Appreciation Rights Plan is hereby incorporated by reference to
Exhibit 10.1 to the Company’ s Quarterly Report on Form 10-Q for the quarter ended July 3, 2012.
10.7+
Einstein Noah Restaurant Group, Inc. Nonqualified Deferred Compensation Plan is hereby incorporated by reference to Exhibit
10.15 to the Company’ s Annual Report on Form 10-K for the fiscal year ended January 1, 2008.
10.8+
Jeffrey J. O’ Neill Offer of Employment dated December 3, 2008 is hereby incorporated by reference to Exhibit 10.17 to the
Company’ s Annual Report on Form 10-K for the fiscal year ended December 30, 2008.
10.9+
John A. Coletta Offer of Employment dated September 22, 2013 is hereby incorporated by reference to Exhibit 10.01 to the
Company’ s Current Report on Form 8-K filed September 25, 2013.
10.10+
Emanuel P.N. Hilario Offer of Employment dated May 5, 2010 is hereby incorporated by reference to Exhibit 10.01 to the
Company’ s Current Report on Form 8-K filed May 10, 2010.
10.11+
Rhonda J. Parish Offer of Employment dated January 13, 2010 is hereby incorporated by reference to Exhibit 10.24 to the
Company’ s Annual Report on Form 10-K for the fiscal year ended December 28, 2010.
10.12
Approved Supplier Agreement dated as of November 30, 2006, by and among New World Restaurant Group, Inc., Einstein and
Noah Corp., Manhattan Bagel Company, Inc., and Harlan Bagel Supply Company, LLC, and Harlan Bakeries, Inc. (Certain
information contained in this exhibit has been omitted and filed separately with the Commission pursuant to a confidential treatment
request under Rule 24b-2) is hereby incorporated by reference to Exhibit 10.8 to the Company’ s Annual Report on Form 10-K for
the fiscal year ended January 2, 2007.
10.13A
Amended and Restated Credit Agreement dated as of December 6, 2012, by and among the Registrant, with Bank of America, N.A.,
as Administrative Agent, and the Lenders named therein, is incorporated by reference to Exhibit 10.13A to the Company’ s Annual
Report on Form 10-K for the fiscal year ended January 1, 2013.
10.13B
Amendment No.1 to the Amended and Restated Credit Agreement dated June 26, 2013, by and among the Registrant, with Bank of
America, N.A., as Administrative Agent and the Lenders named therein, is hereby incorporated by reference to Exhibit 10.1 to the
Company’ s Quarterly Report on Form 10-Q for the quarter ended July 2, 2013.
10.13C
Guaranty and Security Agreement, dated as of December 20, 2010, by and among the Registrant, the Guarantors named therein and
Bank of America, N.A. is hereby incorporated by reference to Exhibit 10.23 to the Company’ s Annual Report on Form 10-K for the
fiscal year ended December 28, 2010.
10.14+
Letter Agreement for Jeffrey J. O’ Neill is hereby incorporated by reference to Exhibit 10.1 to the Company’ s Current Report on
Form 8-K filed May 3, 2012.
94
Table of Contents
Exhibit
Number Description
10.15+
Letter Agreement for Emanuel P.N. Hilario is hereby incorporated by reference to Exhibit 10.2 to the Company’ s Current Report
on Form 8-K filed May 3, 2012.
10.16+
Letter Agreement for Rhonda J. Parish is hereby incorporated by reference to Exhibit 10.4 to the Company’ s Current Report on
Form 8-K filed May 3, 2012.
10.17*+ Letter Agreement for John A. Coletta.
10.18+
Vesting of Stock Options and Restricted Stock Units (RSUs) of Jeffrey J. O’ Neill as of February 24, 2014 is hereby incorporated
by reference to Exhibit 10.1 to the Company’ s Current Report on Form 8-K filed February 24, 2014.
21* Subsidiaries of the Registrant
23* Consent of Grant Thornton LLP
31.1*
Certification of Chief Executive Officer of the Registrant pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect
to the Registrant’ s Annual Report on Form 10-K for the year ended December 31, 2013.