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10-K
http://www.sec.gov/Archives/edgar/data/949373/000119312513085036/d445565d10k.htm[9/11/2014 10:07:50 AM]
/S/ EMANUEL P.N. HILARIO
Emanuel P.N. Hilario
Chief Financial Officer
(Principal Financial Officer)
/S/ ROBERT E. GOWDY, JR.
Robert E. Gowdy, Jr.
Controller and Chief Accounting Officer
(Principal Accounting Officer)
/S/ MICHAEL W. ARTHUR
Michael W. Arthur
Director
/S/ E. NELSON HEUMANN
E. Nelson Heumann
Director
/S/ FRANK C. MEYER
Frank C. Meyer
Director
/S/ EDNA K. MORRIS
Edna K. Morris
Director
/S/ THOMAS J. MUELLER
Thomas J. Mueller
Director
/S/ S. GARRETT STONEHOUSE, JR.
S. Garrett Stonehouse, Jr.
Director
89
Table of Contents
EXHIBIT INDEX
Exhibit
Number Description
3.1
Restated Certificate of Incorporation of Einstein Noah Restaurant Group, Inc. is hereby incorporated by reference to Exhibit 3.1 to
the Company’ s Annual Report on Form 10-K for the fiscal year ended January 1, 2008.
3.2
Fourth Amended By-Laws of Einstein Noah Restaurant Group, Inc. is hereby incorporated by reference to Exhibit 3.2 to the
Company’ s Current Report on Form 8-K filed November 7, 2011.
4.1
New World Restaurant Group, Inc. Certificate of Designation, Preferences and Rights of Series Z Preferred Stock is hereby
incorporated by reference to Schedule 1 to Annex B to the Company’ s Proxy Statement in respect of the 2003 Annual Meeting of
Stockholders.
10.1+ 1994 Stock Plan is hereby incorporated by reference to the Company’ s Registration Statement on Form SB-2 (33-95764).
10.2+ Directors’ Option Plan is hereby incorporated by reference to the Company’ s Registration Statement on Form SB-2 (33-95764).
10.3A+
Executive Employee Incentive Plan is hereby incorporated by reference to Annex A to the Company’ s Proxy Statement in respect of
the 2005 Annual Meeting of Stockholders.
10.3B+
First Amendment to Executive Employee Incentive Plan is hereby incorporated by reference to Annex B to the Company’ s Proxy
Statement in respect of the 2005 Annual Meeting of Stockholders.
10.3C+
Third Amendment to the Executive Employee Incentive Plan is hereby incorporated by reference to Annex D to the Company’ s
Proxy Statement in respect of the 2007 Annual Meeting of Stockholders.
10.4A+
Einstein Noah Restaurant Group, Inc Equity Plan for Non-Employee Directors, effective May 3, 2011, is hereby incorporated by
reference to Exhibit 10.1 to the Company’ s Current Report on Form 8-K filed May 5, 2011.
10.4B+
Form of Restricted Stock/Restricted Stock Unit Agreement under the Einstein Noah Restaurant Group, Inc. Equity Plan for Non-
Employee Directors is hereby incorporated by reference to Exhibit 10.8 to the Company’ s Current Report on Form 8-K filed May 5,
2011.
10.5A+
Einstein Noah Restaurant Group, Inc. 2011 Omnibus Incentive Plan, effective May 3, 2011, is hereby incorporated by reference to
Exhibit 10.2 to the Company’ s Current Report on Form 8-K filed May 5, 2011.