Einstein Bros 2003 Annual Report Download - page 32

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http://www.sec.gov/Archives/edgar/data/949373/000104746904009609/a2132006z10-k.htm[9/11/2014 10:13:55 AM]
Current Report on Form 8-K filed with the SEC on November 21, 2003, announcing our unaudited financial results for the three-month
period and nine-month period ended September 30, 2003.
(c) Exhibits
3.1 Articles of incorporation(1)
3.2 Certificate of Amendment to Restated Certificate of Incorporation(5)
3.21 Certificate of Amendment to Restated Certificate of Incorporation(10)
3.22 Certificate of Amendment to Restated Certificate of Incorporation(11)
3.23 Certificate of Amendment to Restated Certificate of Incorporation(12)
3.24 Certificate of Amendment to Restated Certificate of Incorporation(13)
3.25 Certificate of Amendment to Restated Certificate of Incorporation(14)
3.26 Certificate of Amendment to Restated Certificate of Incorporation(15)
3.3 Third Amended By-laws(2)
3.4 Amendments to By-laws(8)
4.1 Specimen Common Stock Certificate of Registrant*
4.7 New World Restaurant Group, Inc. Certificate of Designation, Preferences and Rights of Series Z Preferred Stock(9)
10.1 1994 Stock Plan(2)
37
10.2 Directors' Option Plan(2)
10.3 Executive Employee Incentive Plan*
10.4 Stock Option Plan for Independent Directors*
10.5 Severance Agreement And Mutual General Release between the Company and Anthony Wedo, effective as of October 24, 2003*
10.6 Consulting Agreement between the Company and Jill B. W. Sisson effective as of December 8, 2003*
10.7 Rights Agreement between the Company and American Stock Transfer & Trust Company, as Rights Agent dated as of June 7,
1999(3)
10.8 Asset Purchase Agreement dated as of June 1, 2002, by and between Einstein Acquisition Corp., GNW, ENBC and ENBP(4)
10.9 Loan and Security Agreement dated as of May 30, 2002 between BET and the Company(7)
10.10 Amendment No. 1 to the Loan and Security Agreement dated as of July 18, 2002 between BET and the Company(8)
10.11 Amendment No. 2 to the Loan and Security Agreement dated as of July 30, 2003 between BET and the Company(8)
10.12 Amendment No. 3 to the Loan and Security Agreement dated as of February 1, 2003 between BET and the Company(8)