DSW 2013 Annual Report Download - page 39

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Table of Contents


In accordance with General Instruction G(3), the information contained under the captions 
and  
in our definitive Proxy Statement for the Annual Meeting of Shareholders to be held on June 18, 2014, to be filed with the SEC pursuant to
Regulation 14A promulgated under the Exchange Act (the “Proxy Statement”), is incorporated herein by reference.

In accordance with General Instruction G(3), the information contained under the captions 
 
andin the Proxy Statement is incorporated herein by
reference. Notwithstanding the foregoing, the information contained in the Proxy Statement under the caption 
 shall be deemed furnished, and not filed, in this Report on Form 10-K and shall not be deemed incorporated by reference into any filing we
make under the Securities Act of 1933, as amended, or the Exchange Act.
 

In accordance with General Instruction G(3), the information contained under the captions 
 in the Proxy Statement is incorporated herein by reference.

The following table sets forth additional information as of February 1, 2014, about our Class A Common Shares that may be issued upon the exercise of
options and other rights under our existing equity compensation plans and arrangements, divided between plans approved by our shareholders and plans or
arrangements not submitted to our shareholders for approval. The information includes the number of shares covered by, and the weighted average exercise
price of, outstanding options, warrants and other rights and the number of shares remaining available for future grants, excluding the shares to be issued upon
exercise of outstanding options, warrants and other rights.
Plan Category
(a) Number of securities to be
issued upon exercise of
outstanding options, warrants
and rights (a) (2)
(b) Weighted-average exercise
price of outstanding options,
warrants and rights
(c)Number of securities
remaining available for future
issuance under equity
compensation plans (excluding
securities reflected in column (a))
Equity compensation plans approved by
security holders (1)
4,122,591
$17.62 (2) 6,713,220
Equity compensation plans not approved by
security holders
N/A
N /A
N/A
Total
4,122,591
$17.62
6,713,220
(1) DSW Inc. 2005 Equity Incentive Plan
(2) Includes 3,347,063 shares issuable pursuant to the exercise of outstanding stock options, 376,651 shares issuable pursuant to restricted stock
units, 68,540 shares issuable pursuant to performance-based restricted stock units and 330,337 shares issuable pursuant to director stock units.
Since the restricted stock units and director stock units have no exercise price, they are not included in the weighted average exercise price calculation
in column (b).
35
Source: DSW Inc., 10-K, March 27, 2014 Powered by Morningstar® Document Research
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