Chegg 2013 Annual Report Download - page 28

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Co-Trustees of the Rosensweig Family Revocable Trust U/A/D 03-12-2007, (e) 68,251 vested shares
subject to stock options held by Daniel Lee Rosensweig and Linda Rosensweig Co-Trustees of the
Rosensweig 2012 Irrevocable Children’s Trust u/a/d 11/6/2012, (f) 1,639,699 shares subject to stock
options that are exercisable within 60 days of March 28, 2014, and (g) 8,186 RSUs which are subject to
vesting conditions expected to occur within 60 days of March 28, 2014.
(2) Consists of (a) 49,126 shares held by Mr. Brown, (b) 61,061 shares held by The Andy and Pam Brown
Family Trust, of which Mr. Brown is a Co-Trustee, (c) 3,333 shares held by Chelsea Brown, (d) 3,333
shares held by Kevin Brown, (e) 337,537 shares subject to stock options held by Mr. Brown that are
exercisable within 60 days of March 28, 2014, and (f) 22,178 RSUs which are subject to vesting conditions
expected to occur within 60 days of March 28, 2014.
(3) Consists of (a) 33,541 shares held by Mr. Geiger, (b) 742,403 shares subject to stock options that are
exercisable within 60 days of March 28, 2014, and (c) 332 RSUs which are subject to vesting conditions
expected to occur within 60 days of March 28, 2014.
(4) Consists of (a) 65,609 shares held by Mr. McCarthy, (b) 53,499 shares held by Rivers Cross Trust,
(c) 17,333 shares held by Peter Dudley McCarthy Trust, and (d) 110,317 shares subject to stock options
that are exercisable within 60 days of March 28, 2014.
(5) Consists of (a) 20,000 shares held by the Schlein Family Trust Dtd 4/20/99, (b) 7,551 shares subject to
stock options that are exercisable within 60 days of March 28, 2014, (c) 7,792,000 shares owned by
Kleiner Perkins Caufield & Byers XIII, LLC (KPCB XIII) and (d) 563,135 shares beneficially owned by
individuals and entities associated with Kleiner Perkins Caufield & Byers. The shares described in (d) are
held for convenience in the name of “KPCB Holdings, Inc. as nominee,” for the accounts of such
individuals and entities who each exercise their own voting and dispositive control over such shares. The
managing member of KPCB XIII is KPCB XIII Associates, LLC (KPCB XIII Associates). Brook H.
Byers, L. John Doerr, Joseph Lacob, Raymond J. Lane and Ted Schlein, a member of our board of
directors, are the managing directors of KPCB XIII Associates and exercise shared voting and investment
power over the shares directly held by KPCB XIII. The principal business address for all entities and
individuals affiliated with Kleiner Perkins Caufield & Byers is 2750 Sand Hill Road, Menlo Park,
CA 94025.
(6) Consists of (a) 9,360,529 shares, (b) 4,451,097 shares subject to stock options that are exercisable within
60 days of March 28, 2014, and (c) 34,944 RSUs which are subject to vesting conditions expected to occur
within 60 days of March 28, 2014, each of which are held by our directors and officers as a group.
(7) As reported in a Schedule 13G filed with the SEC on February 13, 2014, by virtue of Ace Limited’s direct
ownership of 10,499,998 shares and Ace Holdings Management Limited’s ownership and control of Ace
Limited, Ace Holdings Management Limited may be deemed to have shared power to vote and dispose or
direct the vote and direct the disposition of the shares. By virtue of his ownership of Ace Holdings
Management Limited, Richard Li Tzar Kai may be deemed to have shared power to vote the shares. Each
of Ace Holdings Management Limited and Richard Li Tzar Kai disclaims beneficial ownership of the
shares. The principal business address for Ace Limited is Intertrust Corporate Services (Cayman) Limited,
190 Elgin Avenue, George Town, Grand Cayman, KY1-9005, Cayman Islands. The principal address for
Ace Holdings Management Limited is 171 Main Street, Road Town, Tortola VG 1110, British Virgin
Islands. The principal address for Richard Li Tzar Kai is c/o Davis & Gilbert LLP, 1740 Broadway, New
York, NY 10019.
(8) Consists of (a) 1,986,489 shares held by Insight Venture Partners (Cayman) VI, L.P., (b) 367,462 shares
held by Insight Venture Partners VI (Co-Investors), L.P., and (c) 6,323,440 shares held by Insight Venture
Partners VI, L.P. Insight Holdings Group, LLC (Holdings) is the general partner of Insight Venture
Associates VI, L.P., which is the general partner of each of Insight Venture Partners VI, L.P., Insight
Venture Partners (Cayman) VI, L.P. and Insight Venture Partners VI (Co-Investors), L.P. Each of Jeffrey
Horing, Deven Parekh and Peter Sobiloff is a member of the board of managers of Holdings and share
voting and investment power over the shares. Each of Messrs. Horing, Parekh and Sobiloff disclaims
beneficial ownership of the shares except to the extent of his pecuniary interest in these entities. The
principal business address for all entities and individuals affiliated with Insight Venture Partners is
680 Fifth Avenue, 8th Floor, New York, NY 10019.
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