Alcoa 2010 Annual Report Download - page 161

Download and view the complete annual report

Please find page 161 of the 2010 Alcoa annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 186

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147
  • 148
  • 149
  • 150
  • 151
  • 152
  • 153
  • 154
  • 155
  • 156
  • 157
  • 158
  • 159
  • 160
  • 161
  • 162
  • 163
  • 164
  • 165
  • 166
  • 167
  • 168
  • 169
  • 170
  • 171
  • 172
  • 173
  • 174
  • 175
  • 176
  • 177
  • 178
  • 179
  • 180
  • 181
  • 182
  • 183
  • 184
  • 185
  • 186

Item 14. Principal Accounting Fees and Services.
The information required by Item 9(e) of Schedule 14A is contained under the captions “Item 2 – Proposal to Ratify
the Independent Auditor – Audit and Non-Audit Fees” and “– 2011 Report of the Audit Committee” of the Proxy
Statement and in Attachment A (Pre-Approval Policies and Procedures adopted by the Audit Committee for Audit and
Non-Audit Services) thereto and is incorporated by reference.
PART IV
Item 15. Exhibits, Financial Statement Schedules.
(a) The consolidated financial statements and exhibits listed below are filed as part of this report.
(1) The company’s consolidated financial statements, the notes thereto and the report of the
Independent Registered Public Accounting Firm are on pages 73 through 150 of this report.
(2) Financial statement schedules have been omitted because they are not applicable, not required,
or the required information is included in the consolidated financial statements or notes thereto.
(3) Exhibits.
Exhibit
Number Description*
3(a). Articles of the Registrant as amended April 2010, incorporated by reference to exhibit 3(a) to the
company’s Current Report on Form 8-K dated April 27, 2010.
3(b). By-Laws of the Registrant as amended effective December 3, 2010, incorporated by reference to
exhibit 3 to the company’s Current Report on Form 8-K dated December 8, 2010.
4(a). Articles. See Exhibit 3(a) above.
4(b). By-Laws. See Exhibit 3(b) above.
4(c). Form of Indenture, dated as of September 30, 1993, between Alcoa Inc. and The Bank of New York
Trust Company, N.A., as successor to J. P. Morgan Trust Company, National Association (formerly
Chase Manhattan Trust Company, National Association), as successor Trustee to PNC Bank, National
Association, as Trustee (undated form of Indenture incorporated by reference to exhibit 4(a) to
Registration Statement No. 33-49997 on Form S-3).
4(c)(1). First Supplemental Indenture dated as of January 25, 2007 between Alcoa Inc. and The Bank of New
York Trust Company, N.A., as successor to J.P. Morgan Trust Company, National Association (formerly
Chase Manhattan Trust Company, National Association), as successor Trustee to PNC Bank, National
Association, as Trustee, incorporated by reference to exhibit 99.4 to the company’s Current Report on
Form 8-K dated January 25, 2007.
4(c)(2). Second Supplemental Indenture dated as of July 15, 2008 between Alcoa Inc. and The Bank of New York
Mellon Trust Company, N.A., as successor in interest to J. P. Morgan Trust Company, National
Association (formerly Chase Manhattan Trust Company, National Association, as successor to PNC
Bank, National Association), as Trustee, incorporated by reference to exhibit 4(c) to the company’s
Current Report on Form 8-K dated July 15, 2008.
153