eTrade 2009 Annual Report Download - page 178

Exhibit
Number Description
10.8 First Amendment to Master Investment and Securities Purchase Agreement, dated as of December 12,
2007, by and between Wingate Capital Ltd. and E*TRADE Financial Corporation (Incorporated by
reference to Exhibit 99.5 of the Schedule 13D filed by Citadel Limited Partnership et al with respect to
E*TRADE Financial Corporation on December 7, 2007.)
10.9 Second Amendment to Master Investment and Securities Purchase Agreement, dated as of January 18,
2008, by and between Wingate Capital Ltd. and E*TRADE Financial Corporation (Incorporated by
reference to Exhibit 99.12 of the Amendment No. 1 to Schedule 13D filed by Citadel Limited
Partnership et al with respect to E*TRADE Financial Corporation on January 18, 2008.)
10.10 Securities Purchase Agreement, dated November 29, 2007 among E*TRADE Financial Corporation,
Investment Partners (A), LLC and the additional investors party thereto (Incorporated by reference to
Exhibit 10.2 of the Company’s Current Report on Form 8-K filed on December 4, 2007.)
10.11 ABS Purchase Agreement, dated as of November 29, 2007, by and among E*TRADE Financial
Corporation, E*TRADE Bank, E*TRADE Global Asset Management, Inc. and Citadel Equity Fund
Ltd. (Incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form 8-K filed on
December 4, 2007.)
10.12 [redacted] Equities and Options Order Handling Agreement, dated as of November 29, 2007, by and
among E*TRADE Financial Corporation, E*TRADE Securities LLC, and Citadel Derivatives Group
LLC (Incorporated by reference to Exhibit 10.29 of the Company’s Form 10-K filed on February 28,
2008.)
10.13 Employment Agreement dated March 2, 2008 by and between E*TRADE Financial Corporation and
Donald H. Layton. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 10-Q filed on
May 9, 2008.)
10.14 Exchange Agreement dated June 17, 2009 between E*TRADE Financial Corporation and Citadel
Equity Fund Ltd. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 10-Q filed on
June 17, 2009.)
10.15 Amendment No. 1 to Exchange Agreement dated June 22, 2009 between E*TRADE Financial
Corporation and Citadel Equity Fund Ltd. (Incorporated by reference to Exhibit 10.1 of the Company’s
Current Report on Form 8-K filed on June 23, 2009.)
10.16 Form of Exchange Agreement (Incorporated by reference to Exhibit 10.1 of the Company’s Current
Report on Form 8-K filed on May 6, 2008.)
10.17 Guarantee and Support Agreement, dated as of July 14, 2008, by E*TRADE Financial Corporation in
favor of The Bank of Nova Scotia (Incorporated by reference to Exhibit 10.1 of the Company’s Current
Report on Form 8-K filed on July 16, 2008).
10.18 Form of Indemnification Agreement for Directors dated July 30, 2008. (Incorporated by reference to
Exhibit 10.2 of the Company’s Form 10-Q filed on August 8, 2008.)
10.19 Employment Agreement between E*TRADE Financial Corporation and Bruce P. Nolop as of
September 12, 2008. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 10-Q filed on
November 5, 2008.)
*10.20 Transition Arrangements between E*TRADE Financial Corporation and Donald Layton
*10.21 Form of Employment Agreement between E*TRADE Financial Corporation and each of Michael
Curcio, Greg Framke and Nicholas Utton.
*12.1 Statement of Ratio of Earnings to Fixed Charges.
*21.1 Subsidiaries of the Registrant.
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