FairPoint Communications 2004 Annual Report Download - page 137

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Kelso Investment Associates V, L.P. and Kelso Equity Partners V, L.P.(8)
320 Park Avenue, 24th Floor
New York, New York 10022
3,448,590 10.0%
Thomas H. Lee Equity Fund IV, L.P. and affiliates(11)
100 Federal Street, 35th Floor
Boston, Massachusetts 02110
4,066,731 11.8%
*Less than .1%.
(1) Unless otherwise indicated below, the persons and entities named in the table have sole voting and sole investment power with
respect to all shares beneficially owned by them, subject to community property laws where applicable. The percentage of beneficial
ownership is based on 34,452,716 shares of our common stock outstanding as of February 28, 2005 (which does not include
473,716 shares of restricted stock awarded under our 2005 stock incentive plan on February 15, 2005, which shares are subject to
certain vesting requirements).
(2) With respect to shares beneficially owned: (i) includes 55,767 shares of our common stock issuable upon exercise of stock options
that are either currently exercisable or become exercisable during the next 60 days, (ii) does not include 278,934 shares of our
common stock issuable upon exercise of stock options that are not currently exercisable or do not become exercisable during the next
60 days and (iii) does not include 189,488 shares of restricted stock awarded under our 2005 stock incentive plan on February 15,
2005, which shares are subject to certain vesting requirements.
(3) With respect to shares beneficially owned: (i) includes 8,527 shares of our common stock issuable upon exercise of stock options that
are either currently exercisable or become exercisable during the next 60 days, (ii) does not include 42,627 shares of our common
stock issuable upon exercise of stock options that are not currently exercisable or do not become exercisable during the next 60 days,
(iii) does not include 5,947 shares of our common stock underlying unvested restricted stock units and (iv) does not include 56,846
shares of restricted stock awarded under our 2005 stock incentive plan on February 15, 2005, which shares are subject to certain
vesting requirements.
(4) With respect to shares beneficially owned: (i) includes 77,364 shares of our common stock issuable upon exercise of stock options
that are either currently exercisable or become exercisable during the next 60 days, (ii) does not include 115,474 shares of our
common stock issuable upon exercise of stock options that are not currently exercisable or do not become exercisable during the next
60 days, (iii) does not include 4,738 shares of our common stock underlying unvested restricted stock units and (iv) does not include
94,744 shares of restricted stock awarded under our 2005 stock incentive plan on February 15, 2005, which shares are subject to
certain vesting requirements.
(5) With respect to shares beneficially owned: (i) includes 18,013 shares of our common stock issuable upon exercise of stock options
that are either currently exercisable or become exercisable during the next 60 days and (ii) does not include 77,691 shares of our
common stock issuable upon exercise of stock options that are not currently exercisable or do not become exercisable during the next
60 days.
(6) With respect to shares beneficially owned: (i) includes 7,722 shares of our common stock issuable upon exercise of stock options that
are either currently exercisable or become exercisable during the next 60 days, (ii) does not include 15,699 shares of our common
stock issuable upon exercise of stock options that are not currently exercisable or do not become exercisable during the next 60 days,
(iii) does not include 3,553 shares of our common stock underlying unvested restricted
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