El Pollo Loco 2015 Annual Report Download - page 110

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Table of Contents
person exercisable within 60 days of February 28, 2015. We did not deem these shares outstanding, however, for the purpose of computing the
percentage ownership of any other person.
Section 16(a) Beneficial Ownership Reporting Compliance
Our directors, our executive officers, and stockholders owning more than 10% of our common stock are required under section 16(a) of the
Exchange Act to file reports of ownership of our common stock and changes thereto with the SEC. Based solely on our review of those reports
that have been furnished to us pursuant to SEC regulations, we believe that in 2014 all such people complied with their section 16(a) filing
requirements.
106
Name
Shares
Acquirable Within
60 Days
Total
Percent
Named Executive Officers and Directors:
Stephen J. Sather
1,233,546
211,953
1,445,499
3.9
%
Laurance Roberts
88,296
—
88,296
*
Edward Valle
325,960
56,199
382,159
1.0
%
Michael G. Maselli
—
—
—
—
Dean C. Kehler
—
—
—
—
Wesley W. Barton
—
—
—
—
John M. Roth
—
—
—
—
Douglas K. Ammerman
72,585
16,056
88,641
*
Samuel N. Borgese
38,038
16,056
54,094
*
All directors and executive officers as a group (10 people)
1,824,903
300,264
2,125,167
5.7
%
5% Stockholders:
Trimaran Pollo Partners, L.L.C.**
22,149,044
—
22,149,044
59.2
%
*
Less than one percent.
** Based solely on a Schedule 13G filed with the SEC on February 11, 2015, by (i) Trimaran Pollo Partners, L.L.C., (ii) Trimaran Capital,
L.L.C., (iii) Jay R. Bloom, and (iv) Dean C. Kehler. LLC is the direct owner. Trimaran Capital, L.L.C., is the managing member of LLC.
Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C., and disclaim beneficial ownership of these shares. All
have an address of 1325 Avenue of the Americas, 25th Floor, New York, New York 10019.